Lipson Jeffrey's Form 4 filing
HA Sustainable Infrastructure Capital, Inc. (HASI) · filed May 16, 2022
- Accession no.
- 0001561894-22-000049
- Filed
- May 16, 2022
- Trade date
- May 13-15, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $111.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lipson JeffreyCIK 0001769141 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2022 | Common stock, par value $0.01 per share | FTax withholdingDisposed | −6,534 | $37.53F2 | −$245,221.02 | 27,737 | Direct | |
| May 13, 2022 | Common stock, par value $0.01 per share | PPurchaseAcquired | +3,000 | $37.18 | +$111,540 | 30,737 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the closing price of the Common Stock on May 13, 2022, the first trading day on or prior to the vesting date.
Referenced by the price of 1 transaction in Table I.