Ellison Noni L's Form 4 filing
John Hancock Financial Opportunities Fund (BTO) · filed Oct 13, 2023
- Accession no.
- 0001561793-23-000017
- Filed
- Oct 13, 2023
- Trade date
- Oct 12, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $10.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellison Noni LCIK 0001840857 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 12, 2023 | Common Shares of Beneficial Interest | PPurchaseAcquired | +100 | $24.48 | +$2,448 | 100 | Direct | |
| Oct 12, 2023 | Common Shares of Beneficial Interest | PPurchaseAcquired | +2 | $25.50 | +$51 | 102 | Direct | |
| Oct 12, 2023 | Common Shares of Beneficial Interest | PPurchaseAcquired | +76 | $25.52 | +$1,939.52 | 178 | Direct | |
| Oct 12, 2023 | Common Shares of Beneficial Interest | PPurchaseAcquired | +254 | $25.52 | +$6,482.08 | 432 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.