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Ricketts Carlton A.'s Form 4 filing

Capitol Federal Financial, Inc. (CFFN) · filed Nov 28, 2023

Accession no.
0001560044-23-000002
Filed
Nov 28, 2023
Trade date
Oct 27, 2023
Filing delay
32 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $104.0K. It was filed 32 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ricketts Carlton A.CIK 0001560044Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 27, 2023CFFN common stockPPurchaseAcquired+20,000$5.20+$104,000101,820Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)