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Haag Natalie G.'s Form 4 filing

Capitol Federal Financial, Inc. (CFFN) · filed Oct 30, 2023

Accession no.
0001560043-23-000006
Filed
Oct 30, 2023
Trade date
Oct 27, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market purchases total $6.14K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Haag Natalie G.CIK 0001560043Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 27, 2023CFFN common stockPPurchaseAcquired+500$5.00+$2,50035,741Direct
Oct 27, 2023CFFN common stockPPurchaseAcquired+100$5.00+$50035,841Direct
Oct 27, 2023CFFN common stockPPurchaseAcquired+230$4.98+$1,145.453,015Indirect
Oct 27, 2023CFFN common stockPPurchaseAcquired+200$4.98+$99653,215Indirect
Oct 27, 2023CFFN common stockPPurchaseAcquired+200$4.99+$99853,415Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)