Fries Robert H's Form 4 filing
Encision Inc (ECIA) · filed Nov 18, 2022
- Accession no.
- 0001555569-22-000014
- Filed
- Nov 18, 2022, 12:47 PM ET
- Trade date
- Nov 16-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $11.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fries Robert HCIK 0001263239 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock | PPurchaseAcquired | +18,931 | $0.44 | +$8,329.64 | 573,931 | Direct | |
| Nov 18, 2022 | Common Stock | PPurchaseAcquired | +6,069 | $0.46 | +$2,791.74 | 580,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.