Thompson Jeffrey M's Form 4 filing
Red Cat Holdings, Inc. (RCAT) · filed Dec 26, 2024
- Accession no.
- 0001554795-24-000378
- Filed
- Dec 26, 2024
- Trade date
- Dec 20-26, 2024
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.74M. It was filed 6 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson Jeffrey MCIK 0001397565 | Director, Officer (Chairman of the Board, CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | MOption exerciseAcquired | +474,684 | $3.95 | +$1,875,001.8 | 13,398,324 | Direct | |
| Dec 20, 2024 | Common Stock | FTax withholdingDisposed | −174,419 | $10.75 | −$1,875,004.25 | 13,223,905 | Direct | |
| Dec 20, 2024 | Common Stock | MOption exerciseAcquired | +322,327 | $1.06 | +$341,666.62 | 13,546,232 | Direct | |
| Dec 20, 2024 | Common Stock | FTax withholdingDisposed | −31,783 | $10.75 | −$341,667.25 | 13,514,449 | Direct | |
| Dec 23, 2024 | Common Stock | SSaleDisposed | −392,551 | $11.34 | −$4,451,528.34 | 13,121,898 | Direct | |
| Dec 24, 2024 | Common Stock | SSaleDisposed | −78,693 | $11.22 | −$882,935.46 | 13,043,205 | Direct | |
| Dec 26, 2024 | Common Stock | SSaleDisposed | −28,756 | $13.97 | −$401,721.32 | 13,014,449 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | MOption exerciseDisposed | −474,684 | $0.00 | $0 | 25,316 | Direct | |
| Dec 20, 2024 | Common Stock | MOption exerciseDisposed | −322,327 | $0.00 | $0 | 927,673 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.