Thompson Jeffrey M's Form 4 filing
Red Cat Holdings, Inc. (RCAT) · filed Apr 22, 2022
- Accession no.
- 0001554795-22-000159
- Filed
- Apr 22, 2022
- Trade date
- Apr 19-20, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $11.0K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson Jeffrey MCIK 0001397565 | Director, Officer (Chairman of the Board, CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 19, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $1.99 | +$1,990 | 12,682,968 | Direct | |
| Apr 20, 2022 | Common Stock | PPurchaseAcquired | +2,500 | $1.97 | +$4,925 | 12,685,468 | Direct | |
| Apr 20, 2022 | Common Stock | PPurchaseAcquired | +2,000 | $2.02 | +$4,040 | 12,687,468 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2022 | Common stock | PPurchaseAcquired | +10,000 | $0.50 | +$50 | 515,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.