Evans Allan Thomas's Form 4 filing
Red Cat Holdings, Inc. (RCAT) · filed Mar 24, 2022
- Accession no.
- 0001554795-22-000121
- Filed
- Mar 24, 2022
- Trade date
- Dec 31, 2021-Mar 22, 2022
- Filing delay
- 83 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $882. It was filed 83 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Evans Allan ThomasCIK 0001840143 | Officer (COO, Red Cat Holdings, Inc.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Common Stock | FTax withholdingDisposed | −104,166 | $2.70 | −$281,248.2 | 1,539,089 | Direct | |
| Jan 31, 2022 | Common Stock | FTax withholdingDisposed | −10,238 | $1.70 | −$17,404.6 | 1,528,851 | Direct | |
| Feb 28, 2022 | Common Stock | FTax withholdingDisposed | −10,364 | $1.74 | −$18,033.36 | 1,518,487 | Direct | |
| Mar 22, 2022 | Common Stock | PPurchaseAcquired | +450 | $1.96 | +$882 | 1,518,937 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.