Leonberger Frederick J's Form 4 filing
Lightwave Logic, Inc. (LWLG) · filed Jul 21, 2023
- Accession no.
- 0001553350-23-000398
- Filed
- Jul 21, 2023
- Trade date
- Jul 19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $379.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leonberger Frederick JCIK 0001182380 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2023 | Common Stock | MOption exerciseAcquired | +19,000 | $0.73 | +$13,870 | 173,128 | Direct | |
| Jul 19, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $0.84 | +$25,200 | 203,128 | Direct | |
| Jul 19, 2023 | Common Stock | SSaleDisposed | −49,000 | $7.75 | −$379,750 | 154,128 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2023 | Common Stock | MOption exerciseDisposed | −19,000 | $0.00 | $0 | 1,005,000 | Direct | |
| Jul 19, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 975,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.