Leonberger Frederick J's Form 4 filing
Lightwave Logic, Inc. (LWLG) · filed Dec 6, 2022
- Accession no.
- 0001553350-22-000990
- Filed
- Dec 6, 2022
- Trade date
- Dec 2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $219.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Leonberger Frederick JCIK 0001182380 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2022 | Common Stock | MOption exerciseAcquired | +31,000 | $0.73 | +$22,630 | 36,182 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −31,000 | $7.07 | −$219,170 | 5,182 | Direct | |
| Dec 2, 2022 | Common Stock | XIn-the-money exerciseAcquired | +125,000 | $0.98 | +$122,500 | 130,182 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2022 | Common Stock | MOption exerciseDisposed | −31,000 | $0.00 | $0 | 1,024,000 | Direct | |
| Dec 2, 2022 | Common Stock | XIn-the-money exerciseDisposed | −125,000 | $0.00 | $0 | 899,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.