Ehrman Kenneth S's Form 4 filing
Duos Technologies Group, Inc. (DUOT) · filed Jul 1, 2022
- Accession no.
- 0001553350-22-000587
- Filed
- Jul 1, 2022
- Trade date
- Jun 16-Jul 1, 2022
- Filing delay
- 15 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $54.0K. It was filed 15 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ehrman Kenneth SCIK 0001107329 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2022 | Common Stock, par value $0.001 | PPurchaseAcquired | +898 | $3.75 | +$3,367.5 | 20,104 | Direct | |
| Jun 28, 2022 | Common Stock, par value $0.001 | PPurchaseAcquired | +10,000 | $3.71F1 | +$37,100 | 30,104 | Direct | |
| Jun 29, 2022 | Common Stock, par value $0.001 | PPurchaseAcquired | +2,796 | $3.74F2 | +$10,457.04 | 32,900 | Direct | |
| Jun 30, 2022 | Common Stock, par value $0.001 | PPurchaseAcquired | +807 | $3.75 | +$3,026.25 | 33,707 | Direct | |
| Jun 30, 2022 | Common Stock, par value $0.001 | AGrant or awardAcquired | +3,334 | $3.75 | +$12,502.5 | 37,041 | Direct | |
| Jul 1, 2022 | Common Stock, par value $0.001 | PPurchaseAcquired | +1 | $3.75 | +$3.75 | 37,042 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.75 per share. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted price. These shares were purchased in multiple transactions at prices ranging from $3.56 to $3.75 per share. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.