Stanham Nicholas's Form 4 filing
Dolphin Entertainment, Inc. (DLPN) · filed Dec 3, 2021
- Accession no.
- 0001553350-21-001139
- Filed
- Dec 3, 2021
- Trade date
- Dec 3, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $8.10K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stanham NicholasCIK 0001626973 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | PPurchaseAcquired | +600 | $8.12 | +$4,872 | 8,043 | Direct | |
| Dec 3, 2021 | Common Stock | PPurchaseAcquired | +400 | $8.06 | +$3,224 | 8,443 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.