Swenson Nicholas John's Form 4 filing
Pro Dex Inc (PDEX) · filed Sep 20, 2021
- Accession no.
- 0001553350-21-000821
- Filed
- Sep 20, 2021, 6:00 PM ET
- Trade date
- Feb 21, 2019
- Filing delay
- 942 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $7.15K. It was filed 942 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swenson Nicholas JohnCIK 0001478067 | Director, 10% Owner |
| AO Partners I, LPCIK 0001542769 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2019 | Common Stock | SSaleDisposed | −447 | $16.00 | −$7,152 | 926,730 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.