Yadav Uday's Form 4 filing
Eaton Corp plc (ETN) · filed Aug 13, 2021
- Accession no.
- 0001551182-21-000169
- Filed
- Aug 13, 2021
- Trade date
- Aug 12, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.63M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yadav UdayCIK 0001479938 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Ordinary Shares | SSaleDisposed | −980 | $166.83 | −$163,493.4 | 23,087 | Direct | |
| Aug 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +31,209 | $71.89 | +$2,243,615.01 | 54,296 | Direct | |
| Aug 12, 2021 | Ordinary Shares | SSaleDisposed | −31,209 | $166.42F1 | −$5,193,801.78 | 23,087 | Direct | |
| Aug 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +1,220 | $81.96 | +$99,991.2 | 24,307 | Direct | |
| Aug 12, 2021 | Ordinary Shares | FTax withholdingDisposed | −599 | $166.70 | −$99,853.3 | 23,708 | Direct | |
| Aug 12, 2021 | Ordinary Shares | SSaleDisposed | −1,624 | $167.17 | −$271,484.08 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Ordinary Shares | MOption exerciseDisposed | −31,209 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2021 | Ordinary Shares | MOption exerciseDisposed | −1,220 | $0.00 | $0 | 24,830 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $165.88 - $166.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.