Faria Joao V's Form 4 filing
Eaton Corp plc (ETN) · filed Aug 9, 2021
- Accession no.
- 0001551182-21-000167
- Filed
- Aug 9, 2021
- Trade date
- Aug 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $358.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Faria Joao VCIK 0001703817 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Ordinary Shares | MOption exerciseAcquired | +2,201 | $81.96 | +$180,393.96 | 65,686 | Direct | |
| Aug 5, 2021 | Ordinary Shares | SSaleDisposed | −2,201 | $163.01 | −$358,785.01 | 63,485 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Ordinary Shares | MOption exerciseDisposed | −2,201 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer.