Brickhouse Brian S's Form 4/A amendment
AmendedEaton Corp plc (ETN) · filed Aug 9, 2021
- Accession no.
- 0001551182-21-000166
- Filed
- Aug 9, 2021
- Trade date
- May 14, 2021
- Filing delay
- 87 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 17, 2021
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.13M. It was filed 87 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brickhouse Brian SCIK 0001743575 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2021 | Ordinary Shares | MOption exerciseAcquired | +1,391 | $71.89 | +$99,998.99 | 18,235 | Direct | |
| May 14, 2021 | Ordinary Shares | FTax withholdingDisposed | −675 | $148.08 | −$99,954 | 17,560 | Direct | |
| May 14, 2021 | Ordinary Shares | MOption exerciseAcquired | +7,659 | $71.89 | +$550,605.51 | 25,219 | Direct | |
| May 14, 2021 | Ordinary Shares | SSaleDisposed | −7,659 | $148.16 | −$1,134,757.44 | 17,560 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2021 | Ordinary Shares | MOption exerciseDisposed | −1,391 | $0.00 | $0 | 7,659 | Direct | |
| May 14, 2021 | Ordinary Shares | MOption exerciseDisposed | −7,659 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction has been updated to correct an administrative error at the broker.
- F2
These ordinary shares are held in the Eaton Savings Plan.
- F3
These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.
Remarks
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.