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Schultz John F's Form 4 filing

Hewlett Packard Enterprise Co (HPE) · filed Dec 9, 2025

Accession no.
0001548933-25-000006
Filed
Dec 9, 2025
Trade date
Jan 16-Dec 8, 2025
Filing delay
327 daysLate
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.96M. It was filed 327 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schultz John FCIK 0001548933Officer (EVP, COLO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2025Common StockAGrant or awardAcquired+83,206$23.33+$1,941,195.98354,518.48Direct
Dec 6, 2025Common StockFTax withholdingDisposed−32,743$23.33−$763,894.19321,775.48Direct
Dec 6, 2025Common StockAGrant or awardAcquired+94,008$23.33+$2,193,206.64415,783.48Direct
Dec 6, 2025Common StockFTax withholdingDisposed−36,993$23.33−$863,046.69378,790.48Direct
Dec 7, 2025Common StockMOption exerciseAcquired+70,888$23.33+$1,653,817.04449,678.48Direct
Dec 7, 2025Common StockFTax withholdingDisposed−26,317$23.33−$613,975.61423,361.48Direct
Dec 8, 2025Common StockSSaleDisposed−84,676$23.15F4−$1,960,249.4338,685.48Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 16, 2025Common StockAGrant or awardAcquired+1,643.76–F6–68,470.76Direct
Dec 7, 2025Common StockMOption exerciseDisposed−70,888–F7,F8–70,887Direct
Jan 16, 2025Common StockAGrant or awardAcquired+4,507.61–F9–177,592.61Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price in Column 4 is a weighted average price. The prices ranged from $23.050 to $23.235. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.

Referenced by the price of 1 transaction in Table I.

F6

As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 350.5058 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25; 541.9643 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25; 393.9193 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25; and 357.3754 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25.

Referenced by the price of 1 transaction in Table II.

F7

As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, 67,185 of which vested on 12/07/25, and 67,186 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 746.1867 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25; 1,153.7801 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25; 838.6092 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25; and 760.8114 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25.

Referenced by the price of 1 transaction in Table II.

F8

The number of derivative securities in column 5 reflects RSUs that vested, and 3,703 vested dividend equivalent rights, and a rounded portion of the dividend equivalent rights credited to the reporting person's account are reflected in column 9.

Referenced by the price of 1 transaction in Table II.

F9

As previously reported, on 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 961.1726 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25; 1,486.1988 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25; 1,080.2232 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25; and 980.0109 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25.

Referenced by the price of 1 transaction in Table II.

Remarks

The reported transaction occurred pursuant to a trading plan adopted on 03/24/25.

Read the full filing on SEC EDGAR (opens in a new tab)