Shuster Bradley M's Form 4 filing
NMI Holdings, Inc. (NMIH) · filed Dec 27, 2023
- Accession no.
- 0001547903-23-000150
- Filed
- Dec 27, 2023
- Trade date
- Dec 26, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.16M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shuster Bradley MCIK 0001052831 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Class A Common Shares, $0.01 par value per share | MOption exerciseAcquired | +171,418 | $8.50 | +$1,457,053 | 598,381 | Direct | |
| Dec 26, 2023 | Class A Common Shares, $0.01 par value per share | SSaleDisposed | −171,418 | $30.11F2 | −$5,161,395.98 | 426,963 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Class A Common Shares, $0.01 par value per share | MOption exerciseDisposed | −171,418 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The common stock was sold by the reporting person in a series of open market transactions at an average sale price of $30.1137. The range of sale prices on the transaction date was $30.0000 to $30.2700. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the shares sold at each price.
Referenced by the price of 1 transaction in Table I.