Smith Robert Owen's Form 4 filing
NMI Holdings, Inc. (NMIH) · filed Nov 6, 2023
- Accession no.
- 0001547903-23-000142
- Filed
- Nov 6, 2023
- Trade date
- Nov 3, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $243.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Robert OwenCIK 0001739814 | Officer (EVP, Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2023 | Class A Common Shares, $0.01 par value per share | SSaleDisposed | −8,500 | $28.67F1 | −$243,695 | 66,346 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was sold by the reporting person in an open market transaction on the transaction date, at a sale price of $28.671. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the sale.
Referenced by the price of 1 transaction in Table I.