Montgomery Michael Curry's Form 4 filing
NMI Holdings, Inc. (NMIH) · filed Sep 13, 2022
- Accession no.
- 0001547903-22-000156
- Filed
- Sep 13, 2022
- Trade date
- Sep 9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $398.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Montgomery Michael CurryCIK 0001591148 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseAcquired | +37,813 | $10.00 | +$378,130 | 78,237 | Direct | |
| Sep 9, 2022 | Class A Common Shares, $0.01 par value per share | SSaleDisposed | −19,630 | $20.30F1 | −$398,489 | 58,607 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseDisposed | −37,813 | $10.00 | −$378,130 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.3016. The range of prices was $20.25 to $20.37. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.