Mathis Patrick L's Form 4 filing
NMI Holdings, Inc. (NMIH) · filed Feb 18, 2022
- Accession no.
- 0001547903-22-000063
- Filed
- Feb 18, 2022
- Trade date
- Feb 16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.79M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mathis Patrick LCIK 0001591042 | Officer (EVP, Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseAcquired | +16,709 | $11.10 | +$185,469.9 | 57,532 | Direct | |
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseAcquired | +21,965 | $18.70 | +$410,745.5 | 79,497 | Direct | |
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseAcquired | +17,819 | $22.19 | +$395,403.61 | 97,316 | Direct | |
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | SSaleDisposed | −56,493 | $26.06F1 | −$1,472,207.58 | 40,823 | Direct | |
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | SSaleDisposed | −12,000 | $26.15F3 | −$313,800 | 28,823 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseDisposed | −16,709 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseDisposed | −21,965 | $0.00 | $0 | 0 | Direct | |
| Feb 16, 2022 | Class A Common Shares, $0.01 par value per share | MOption exerciseDisposed | −17,819 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.0628. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.15. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.