McNamara Michael's Form 4 filing
Vicor Corp (VICR) · filed Nov 3, 2021
- Accession no.
- 0001545814-21-000007
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.52M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McNamara MichaelCIK 0001545814 | Director, Officer (General Manager Mfg. Ops.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +1,908 | $9.76 | +$18,622.08 | 1,948 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −1,908 | $152.58 | −$291,122.64 | 40 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +8,092 | $9.76 | +$78,977.92 | 8,132 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −8,092 | $151.57 | −$1,226,504.44 | 40 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −1,908 | $0.00 | $0 | 8,092 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −8,092 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.