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McNamara Michael's Form 4 filing

Vicor Corp (VICR) · filed Aug 4, 2021

Accession no.
0001545814-21-000003
Filed
Aug 4, 2021
Trade date
Aug 2-3, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $55.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McNamara MichaelCIK 0001545814Director, Officer (General Manager Mfg. Ops)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 2, 2021Common StockMOption exerciseAcquired+100$12.61+$1,261100Direct
Aug 2, 2021Common StockSSaleDisposed−100$119.00−$11,9000Direct
Aug 3, 2021Common StockMOption exerciseAcquired+364$12.61+$4,590.04364Direct
Aug 3, 2021Common StockSSaleDisposed−364$119.22−$43,396.080Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 2, 2021Common StockMOption exerciseDisposed−100$0.00$08,801Direct
Aug 3, 2021Common StockMOption exerciseDisposed−364$0.00$08,437Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)