Tackett Shane R's Form 4 filing
Alaska Air Group, Inc. (ALK) · filed Feb 11, 2025
- Accession no.
- 0001544028-25-000002
- Filed
- Feb 11, 2025
- Trade date
- Feb 7-11, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.73M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tackett Shane RCIK 0001544028 | Officer (EVP AND CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2025 | COMMON STOCK | MOption exerciseAcquired | +7,440 | $0.00F1 | $0 | 34,802 | Direct | |
| Feb 7, 2025 | COMMON STOCK | FTax withholdingDisposed | −2,929 | $75.92 | −$222,369.68 | 31,873 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseAcquired | +13,222 | $55.36 | +$731,969.92 | 45,095 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseAcquired | +8,470 | $39.18 | +$331,854.6 | 53,565 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseAcquired | +276 | $65.63 | +$18,113.88 | 53,841 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseAcquired | +925 | $65.37 | +$60,467.25 | 54,766 | Direct | |
| Feb 10, 2025 | COMMON STOCK | SSaleDisposed | −22,893 | $75.74F3 | −$1,733,915.82 | 31,873 | Direct | |
| Feb 11, 2025 | COMMON STOCK | AGrant or awardAcquired | +16,666 | $0.00 | $0 | 48,539 | Direct | |
| Feb 11, 2025 | COMMON STOCK | FTax withholdingDisposed | −6,559 | $72.85 | −$477,823.15 | 41,980 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2025 | COMMON STOCK | MOption exerciseDisposed | −7,440 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseDisposed | −13,222 | $0.00 | $0 | 4,408 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseDisposed | −8,470 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseDisposed | −276 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2025 | COMMON STOCK | MOption exerciseDisposed | −925 | $0.00 | $0 | 0 | Direct | |
| Feb 11, 2025 | COMMON STOCK | AGrant or awardAcquired | +19,330 | $0.00 | $0 | 19,330 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $75.7000 to $75.8250, inclusive. The reporting person undertakes to provide to Alaska Air Group, Inc., any security holder of Alaska Air Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.