Calderoni Frank's Form 4 filing
Anaplan, Inc. (PLAN) · filed Mar 14, 2022
- Accession no.
- 0001540755-22-000009
- Filed
- Mar 14, 2022
- Trade date
- Mar 10-11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.04M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Calderoni FrankCIK 0001249051 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Stock | SSaleDisposed | −15,236 | $47.37 | −$721,729.32 | 456,223 | Indirect | |
| Mar 10, 2022 | Common Stock | SSaleDisposed | −14,764 | $47.88 | −$706,900.32 | 441,459 | Indirect | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +51,112 | – | – | 765,447 | Direct | |
| Mar 11, 2022 | Common Stock | SSaleDisposed | −23,352 | $45.93 | −$1,072,557.36 | 742,095 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +9,759 | – | – | 751,854 | Direct | |
| Mar 11, 2022 | Common Stock | SSaleDisposed | −5,065 | $45.93 | −$232,635.45 | 746,789 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +8,362 | – | – | 755,151 | Direct | |
| Mar 11, 2022 | Common Stock | SSaleDisposed | −4,340 | $45.93 | −$199,336.2 | 750,811 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +4,327 | – | – | 755,138 | Direct | |
| Mar 11, 2022 | Common Stock | SSaleDisposed | −2,246 | $45.94 | −$103,181.24 | 752,892 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −51,112 | $0.00 | $0 | 102,225 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −9,759 | $0.00 | $0 | 48,798 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −8,362 | $0.00 | $0 | 66,892 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −4,327 | $0.00 | $0 | 51,926 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.