Kaveripatnam Sandesh's Form 4/A amendment
AmendedAnaplan, Inc. (PLAN) · filed Sep 15, 2021
- Accession no.
- 0001540755-21-000057
- Filed
- Sep 15, 2021
- Trade date
- Sep 2, 2021
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 8, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $15.0M. It was filed 13 days after the trade.
This amendment replaces 0001540755-21-000041 (filed Sep 8, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaveripatnam SandeshCIK 0001753516 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock | SSaleDisposed | −25,100 | $66.01F2 | −$1,656,851 | 2,388,304 | Indirect | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −192,029 | $66.95F4 | −$12,856,341.55 | 2,196,275 | Indirect | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −7,871 | $67.63F5 | −$532,315.73 | 2,188,404 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 8, 2021, the Reporting Person filed a Form 4 reporting on an aggregate basis open market sales of 225,000 shares of common stock (the "Original Report"). The Original Report included a weighted average price received by the Reporting Person in Column 4, but did not include the range of prices received in the sales. Accordingly, the relevant line item in the Original Report is being amended hereby to include the range of prices received by the Reporting Person and to separately report the transactions that occurred within one-dollar price ranges. This amended report does not report the sale of any additional shares of common stock.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $65.51 to $66.50, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Mr. Kaveripatnam is affiliated with Premji Invest. Napean Trading and Investment Co (Singapore) Pte. Ltd. is an entity affiliated with Premji Invest and as such Mr. Kaveripatnam may be deemed to have voting and investment power with respect to such shares. Mr. Kaveripatnam disclaims beneficial ownership of the shares held by the aforementioned entity except to the extent of any pecuniary interest therein.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $66.51 to $67.50, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.51 to $67.89, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.