Icahn Carl C's Form 4 filing
Southwest Gas Holdings, Inc. (SWX) · filed Mar 14, 2023
- Accession no.
- 0001539497-23-000427
- Filed
- Mar 14, 2023, 4:54 PM ET
- Trade date
- Mar 10-14, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $32.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Icahn Carl CCIK 0000921669 | 10% Owner |
| Icahn Partners LPCIK 0001313666 | 10% Owner |
| Icahn Partners Master Fund LPCIK 0001322827 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock, $1.00 par value per share ("Shares") | PPurchaseAcquired | +300,000 | $59.00 | +$17,700,000 | 9,244,465 | Indirect | |
| Mar 13, 2023 | Shares | PPurchaseAcquired | +238,785 | $59.89 | +$14,300,833.65 | 9,483,250 | Indirect | |
| Mar 14, 2023 | Shares | PPurchaseAcquired | +237 | $60.12 | +$14,248.44 | 9,483,487 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.