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Schueller Joseph Andrew's Form 4 filing

Oportun Financial Corp (OPRT) · filed Sep 14, 2026

Accession no.
0001538716-26-000110
Filed
Sep 14, 2026, 6:11 PM ET
Trade date
Sep 10-11, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $22.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schueller Joseph AndrewCIK 0001853965Officer (SVP-Controller, CAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 10, 2026Common StockSSaleDisposed−2,831$7.80F2−$22,081.871,149Direct
Sep 11, 2026Common StockSSaleDisposed−28$7.80F3−$218.471,121Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.825 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

All shares were sold at the same price of $7.7975.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)