Rowles Sean A's Form 4 filing
Oportun Financial Corp (OPRT) · filed Sep 14, 2026
- Accession no.
- 0001538716-26-000106
- Filed
- Sep 14, 2026, 6:08 PM ET
- Trade date
- Sep 10, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rowles Sean ACIK 0002140658 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2026 | Common Stock | AGrant or awardAcquired | +382,653 | –F2 | – | 382,653 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2026 | Common Stock | AGrant or awardAcquired | +127,551 | –F4 | – | 127,551 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each RSU represents the right to receive, at settlement, one share of common stock.
Referenced by the price of 1 transaction in Table I.
- F4
Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
Referenced by the price of 1 transaction in Table II.