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Kirscht Patrick's Form 4 filing

Oportun Financial Corp (OPRT) · filed Mar 12, 2026

Accession no.
0001538716-26-000023
Filed
Mar 12, 2026
Trade date
Mar 10, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $266.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kirscht PatrickCIK 0001786250Officer (Chief Credit Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2026Common StockSSaleDisposed−12,099$4.90F1−$59,285.1481,818Direct
Mar 10, 2026Common StockSSaleDisposed−8,666$4.90F1−$42,463.4473,152Direct
Mar 10, 2026Common StockSSaleDisposed−14,172$4.90F1−$69,442.8458,980Direct
Mar 10, 2026Common StockSSaleDisposed−19,362$4.90F1−$94,873.8439,618Direct
Mar 10, 2026Common StockAGrant or awardAcquired+75,047–F3–514,665Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 10, 2026Common StockAGrant or awardAcquired+37,524–F5–37,524Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 4 transactions in Table I.

F3

Each RSU represents the right to receive, at settlement, one share of common stock.

Referenced by the price of 1 transaction in Table I.

F5

Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)