Kirscht Patrick's Form 4 filing
Oportun Financial Corp (OPRT) · filed Sep 14, 2021
- Accession no.
- 0001538716-21-000193
- Filed
- Sep 14, 2021
- Trade date
- Sep 10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $49.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirscht PatrickCIK 0001786250 | Officer (Chief Credit Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | SSaleDisposed | −2,000 | $24.63F2 | −$49,260 | 142,942 | Direct | |
| Sep 10, 2021 | Common Stock | FTax withholdingDisposed | −5,879 | $24.15 | −$141,977.85 | 137,063 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
All shares were sold at the same price.
Referenced by the price of 1 transaction in Table I.