Kirscht Patrick's Form 4 filing
Oportun Financial Corp (OPRT) · filed Aug 31, 2021
- Accession no.
- 0001538716-21-000167
- Filed
- Aug 31, 2021
- Trade date
- Aug 30-31, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $49.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kirscht PatrickCIK 0001786250 | Officer (Chief Credit Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +12,579 | –F1 | – | 151,118 | Direct | |
| Aug 30, 2021 | Common Stock | FTax withholdingDisposed | −4,176 | $24.86 | −$103,815.36 | 146,942 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −2,000 | $24.80F4 | −$49,600 | 144,942 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −12,579 | $0.00 | $0 | 12,580 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
Referenced by the price of 1 transaction in Table I.
- F4
All shares were sold at the same price.
Referenced by the price of 1 transaction in Table I.