Coblentz Jonathan Aaron's Form 4 filing
Oportun Financial Corp (OPRT) · filed Aug 31, 2021
- Accession no.
- 0001538716-21-000160
- Filed
- Aug 31, 2021
- Trade date
- Aug 27-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $265.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Coblentz Jonathan AaronCIK 0001397972 | Officer (CFO & Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseAcquired | +2,038 | $1.32 | +$2,690.16 | 63,509 | Direct | |
| Aug 27, 2021 | Common Stock | SSaleDisposed | −2,038 | $25.50F2 | −$51,969 | 61,471 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +8,362 | $1.32 | +$11,037.84 | 69,833 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −8,362 | $25.50F2 | −$213,231 | 61,471 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseAcquired | +9,225 | –F3 | – | 70,696 | Direct | |
| Aug 30, 2021 | Common Stock | FTax withholdingDisposed | −4,489 | $24.86 | −$111,596.54 | 66,207 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −2,038 | $1.32 | −$2,690.16 | 112,532 | Direct | |
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −8,362 | $1.32 | −$11,037.84 | 104,170 | Direct | |
| Aug 30, 2021 | Common Stock | MOption exerciseDisposed | −9,225 | $0.00 | $0 | 9,225 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
All shares were sold at the same price.
Referenced by the price of 2 transactions in Table I.
- F3
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
Referenced by the price of 1 transaction in Table I.