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Abraham Chad R's Form 4 filing

Piper Sandler Companies (PIPR) · filed Aug 7, 2025

Accession no.
0001538591-25-000006
Filed
Aug 7, 2025
Trade date
Aug 5-6, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.78M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Abraham Chad RCIK 0001538591Director, Officer (CEO and Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2025Common StockMOption exerciseAcquired+10,000$99.00+$990,00063,558Direct
Aug 5, 2025Common StockSSaleDisposed−185$315.09F1−$58,291.6563,373Direct
Aug 5, 2025Common StockSSaleDisposed−1,383$316.23F2−$437,346.0961,990Direct
Aug 5, 2025Common StockSSaleDisposed−2,251$317.17F3−$713,949.6759,739Direct
Aug 5, 2025Common StockSSaleDisposed−1,191$318.37F4−$379,178.6758,548Direct
Aug 5, 2025Common StockSSaleDisposed−990$319.98F5−$316,780.257,558Direct
Aug 5, 2025Common StockSSaleDisposed−2,002$321.42F6−$643,482.8455,556Direct
Aug 5, 2025Common StockSSaleDisposed−1,998$322.47F7−$644,295.0653,558Direct
Aug 6, 2025Common StockMOption exerciseAcquired+8,000$99.00+$792,00061,558Direct
Aug 6, 2025Common StockSSaleDisposed−344$321.95F8−$110,750.861,214Direct
Aug 6, 2025Common StockSSaleDisposed−4,045$323.10F9−$1,306,939.557,169Direct
Aug 6, 2025Common StockSSaleDisposed−1,929$324.27F10−$625,516.8355,240Direct
Aug 6, 2025Common StockSSaleDisposed−1,650$324.88F11−$536,05253,590Direct
Aug 6, 2025Common StockSSaleDisposed−32$326.23F12−$10,439.3653,558Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 5, 2025Common StockMOption exerciseDisposed−10,000$0.00$031,000Direct
Aug 6, 2025Common StockMOption exerciseDisposed−8,000$0.00$023,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 for all sales transactions on this report is a weighted average price (with the exception of the sales referenced in footnote 12). The shares sold in footnotes (1) through (11) were sold in multiple transactions at the price ranges provided in footnotes (1) through (11). These shares in footnote (1) were sold in multiple transactions at prices ranging from $314.6800 to $315.5700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (11) upon request by the SEC staff, the issuer or any shareholder of the issuer.

Referenced by the price of 1 transaction in Table I.

F2

These shares were sold in multiple transactions at prices ranging from $315.7100 to $316.6200 inclusive.

Referenced by the price of 1 transaction in Table I.

F3

These shares were sold in multiple transactions at prices ranging from $316.8101 to $317.7900 inclusive.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $317.8800 to $318.6950 inclusive.

Referenced by the price of 1 transaction in Table I.

F5

These shares were sold in multiple transactions at prices ranging from $319.5600 to $320.4925 inclusive.

Referenced by the price of 1 transaction in Table I.

F6

These shares were sold in multiple transactions at prices ranging from $321.0800 to $322.0800 inclusive.

Referenced by the price of 1 transaction in Table I.

F7

These shares were sold in multiple transactions at prices ranging from $322.1000 to $322.6650 inclusive.

Referenced by the price of 1 transaction in Table I.

F8

These shares were sold in multiple transactions at prices ranging from $321.5600 to $322.5100 inclusive.

Referenced by the price of 1 transaction in Table I.

F9

These shares were sold in multiple transactions at prices ranging from $322.6200 to $323.6200 inclusive.

Referenced by the price of 1 transaction in Table I.

F10

These shares were sold in multiple transactions at prices ranging from $323.7050 to $324.6900 inclusive.

Referenced by the price of 1 transaction in Table I.

F11

These shares were sold in multiple transactions at prices ranging from $324.7200 to $325.6000 inclusive.

Referenced by the price of 1 transaction in Table I.

F12

These shares were all sold at the price of $326.23.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)