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Glendon David C.'s Form 4 filing

Sprague Resources LP (SRLP) · filed Sep 19, 2022

Accession no.
0001538479-22-000002
Filed
Sep 19, 2022
Trade date
Nov 18, 2020
Filing delay
670 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $49.3K. It was filed 670 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Glendon David C.CIK 0001538479Director, Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 18, 2020Common Units representing limited partner interestsSSaleDisposed−2,900$17.00−$49,300120,559Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Due to the inadvertent failure to originally report the transactions reported hereby, the amount of securities owned by David C. Glendon (as reported in Column 5 of Table 1) in Form 4s filed from 11/18/2020 through 4/5/2021 were overstated by 14,800 common units. As of the date of filing of this Form 4, David C. Glendon owns 108,659 common units.

Read the full filing on SEC EDGAR (opens in a new tab)