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Lewis Earl R's Form 4 filing

Tecogen Inc. (TGEN) · filed Mar 30, 2023

Accession no.
0001537435-23-000031
Filed
Mar 30, 2023
Trade date
Mar 24-29, 2023
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions. Open-market purchases total $38.0K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lewis Earl RCIK 0001230427Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 24, 2023Common StockPPurchaseAcquired+5,500$0.92+$5,060453,683Direct
Mar 24, 2023Common StockPPurchaseAcquired+2,694$0.93+$2,505.42456,377Direct
Mar 27, 2023Common StockPPurchaseAcquired+806$0.98+$789.88457,183Direct
Mar 28, 2023Common StockPPurchaseAcquired+2,100$1.03+$2,163459,283Direct
Mar 28, 2023Common StockPPurchaseAcquired+700$1.02+$714459,983Direct
Mar 28, 2023Common StockPPurchaseAcquired+3,200$1.02+$3,264463,183Direct
Mar 29, 2023Common StockPPurchaseAcquired+10,000$1.17+$11,700473,183Direct
Mar 29, 2023Common StockPPurchaseAcquired+10,000$1.18+$11,800483,183Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)