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Hatsopoulos John's Form 4 filing

Tecogen Inc. (TGEN) · filed Sep 2, 2022

Accession no.
0001537435-22-000110
Filed
Sep 2, 2022
Trade date
Aug 31-Sep 2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $16.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hatsopoulos JohnCIK 0001274775Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2022Common StockPPurchaseAcquired+5,000$1.10+$5,500279,863Direct
Sep 1, 2022Common StockPPurchaseAcquired+5,000$1.10F1+$5,500284,863Direct
Sep 2, 2022Common StockPPurchaseAcquired+5,000$1.10+$5,500289,863Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Weighted average share price for multiple transactions

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)