Keshavan Santhosh's Form 4/A amendment
AmendedVoya Financial, Inc. (VOYA) · filed Aug 28, 2026
- Accession no.
- 0001535929-26-000166
- Filed
- Aug 28, 2026, 4:08 PM ET
- Trade date
- Aug 21, 2026
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Aug 24, 2026
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 7 days after the trade.
This amendment replaces 0001535929-26-000164 (filed Aug 24, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keshavan SanthoshCIK 0001852193 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2026 | Common Stock | MOption exerciseAcquired | +35,587 | $37.50 | +$1,334,512.5 | 36,929 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 21, 2026 | Common Stock | MOption exerciseDisposed | −35,587 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person's original Form 4 filed on August 24, 2026, inadvertently did not contain the exercise of the options. These options executed (and stock sale reported on the Form 4 filed on August 24, 2026), were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company. The 36,929 shares indicated above reflect the final balance of shares following both the option exercise and the sales reflected on the original Form 4.
- F2
The options vest based on the conditions set forth in their respective agreements.
Remarks
Executive Vice President, Chief Technology Officer