AWM Investment Company, Inc.'s Form 4 filing
Genasys Inc. (GNSS) · filed Nov 5, 2024
- Accession no.
- 0001535264-24-000051
- Filed
- Nov 5, 2024
- Trade date
- Nov 1-5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $367.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2024 | Common Stock | SSaleDisposed | −71,225 | $3.67F1 | −$261,395.75 | 5,678,319 | Indirect | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −43 | $3.70F1 | −$159.1 | 5,678,276 | Indirect | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −28,732 | $3.69F1 | −$106,021.08 | 5,649,544 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is a weighted average price.
Referenced by the price of 3 transactions in Table I.