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AWM Investment Company, Inc.'s Form 4 filing

Real Good Food Company, Inc. (RGF) · filed Mar 1, 2024

Accession no.
0001535264-24-000037
Filed
Mar 1, 2024
Trade date
Feb 28-Mar 1, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market sales total $611.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
AWM Investment Company, Inc.CIK 000153526410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2024Common StockSSaleDisposed−19,300$1.22−$23,5462,466,327Indirect
Feb 28, 2024Common StockSSaleDisposed−100$1.23−$1232,466,227Indirect
Feb 29, 2024Common StockSSaleDisposed−9,368$1.18−$11,054.242,456,859Indirect
Feb 29, 2024Common StockSSaleDisposed−100,000$1.20−$120,0002,356,859Indirect
Mar 1, 2024Common StockSSaleDisposed−415,000$1.10F3−$456,5001,941,859Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This is a weighted average price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)