AWM Investment Company, Inc.'s Form 4 filing
Genasys Inc. (GNSS) · filed Oct 2, 2023
- Accession no.
- 0001535264-23-000076
- Filed
- Oct 2, 2023
- Trade date
- Sep 28, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $2.80M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2023 | Common Stock | PPurchaseAcquired | +1,400,000 | $2.00F3 | +$2,800,000 | 5,749,544 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This is a weighted average price.
Referenced by the price of 1 transaction in Table I.