AWM Investment Company, Inc.'s Form 4 filing

Real Good Food Company, Inc. (RGF) · filed Jun 28, 2023

Accession no.: 0001535264-23-000068
Filed: Jun 28, 2023
Trade date: Jun 26-27, 2023
Filing delay: 2 days
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $167.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
AWM Investment Company, Inc.CIK 0001535264	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Jun 26, 2023	Common Stock	SSaleDisposed	−2,557	$3.54^F1	−$9,051.78	747,374	Indirect
Jun 27, 2023	Common Stock	SSaleDisposed	−45,229	$3.51^F1	−$158,753.79	702,145	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

This is a weighted average price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)