AWM Investment Company, Inc.'s Form 4 filing
Emcore Corp (EMKR) · filed Jun 14, 2023
- Accession no.
- 0001535264-23-000066
- Filed
- Jun 14, 2023
- Trade date
- Jun 12-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $109.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Common Stock | SSaleDisposed | −50,000 | $0.73F1 | −$36,500 | 6,032,401 | Indirect | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −60,000 | $0.72F1 | −$43,200 | 5,972,401 | Indirect | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −41,438 | $0.71F1 | −$29,420.98 | 5,930,963 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is a weighted average price.
Referenced by the price of 3 transactions in Table I.