AWM Investment Company, Inc.'s Form 4 filing
Emcore Corp (EMKR) · filed May 25, 2023
- Accession no.
- 0001535264-23-000062
- Filed
- May 25, 2023
- Trade date
- May 23-25, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $291.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | Common Stock | SSaleDisposed | −115,000 | $0.88F1 | −$101,200 | 6,424,988 | Indirect | |
| May 23, 2023 | Common Stock | SSaleDisposed | −25,489 | $0.86F1 | −$21,920.54 | 6,399,499 | Indirect | |
| May 24, 2023 | Common Stock | SSaleDisposed | −100,000 | $0.86F1 | −$86,000 | 6,299,499 | Indirect | |
| May 25, 2023 | Common Stock | SSaleDisposed | −100,000 | $0.82F1 | −$82,000 | 6,199,499 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is a weighted average price.
Referenced by the price of 4 transactions in Table I.