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AWM Investment Company, Inc.'s Form 4 filing

Real Good Food Company, Inc. (RGF) · filed May 24, 2023

Accession no.
0001535264-23-000061
Filed
May 24, 2023
Trade date
May 22-24, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $81.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
AWM Investment Company, Inc.CIK 000153526410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 22, 2023Common StockSSaleDisposed−2,004$3.93F1−$7,875.72792,258Indirect
May 23, 2023Common StockSSaleDisposed−7,500$3.65F1−$27,375784,758Indirect
May 23, 2023Common StockSSaleDisposed−5,000$3.65F1−$18,250779,758Indirect
May 24, 2023Common StockSSaleDisposed−7,954$3.53F1−$28,077.62771,804Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This is a weighted average price.

Referenced by the price of 4 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)