AWM Investment Company, Inc.'s Form 4 filing
Assure Holdings Corp. (IONM) · filed Aug 8, 2022
- Accession no.
- 0001535264-22-000032
- Filed
- Aug 8, 2022
- Trade date
- Aug 4-5, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $3.15M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | Other: below 10% |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Common Stock | SSaleDisposed | −155,132 | $2.75F1 | −$426,613 | 1,394,271 | Indirect | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −31,705 | $2.90F1 | −$91,944.5 | 1,362,566 | Indirect | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −362,566 | $5.19F1 | −$1,881,717.54 | 1,000,000 | Indirect | |
| Aug 5, 2022 | Common Stock | SSaleDisposed | −250,000 | $3.00F1 | −$750,000 | 750,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is a weighted average price.
Referenced by the price of 4 transactions in Table I.