AWM Investment Company, Inc.'s Form 4 filing
Assure Holdings Corp. (IONM) · filed Jun 9, 2022
- Accession no.
- 0001535264-22-000031
- Filed
- Jun 9, 2022
- Trade date
- Jun 7-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $35.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2022 | Common Stock | SSaleDisposed | −1,100 | $2.63F1 | −$2,893 | 1,561,399 | Indirect | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −7,873 | $2.75F1 | −$21,650.75 | 1,553,526 | Indirect | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −4,123 | $2.55F1 | −$10,513.65 | 1,549,403 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is a weighted average price.
Referenced by the price of 3 transactions in Table I.