AWM Investment Company, Inc.'s Form 4 filing
Societal CDMO, Inc. (SCTL) · filed Dec 15, 2021
- Accession no.
- 0001535264-21-000051
- Filed
- Dec 15, 2021
- Trade date
- Dec 13-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $81.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| AWM Investment Company, Inc.CIK 0001535264 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Stock | SSaleDisposed | −20,000 | $1.63F1 | −$32,600 | 5,261,901 | Indirect | |
| Dec 14, 2021 | Common Stock | SSaleDisposed | −10,602 | $1.57F1 | −$16,645.14 | 5,251,299 | Indirect | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −20,000 | $1.63F1 | −$32,600 | 5,231,299 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is a weighted average price.
Referenced by the price of 3 transactions in Table I.