Pruitt Joseph Scott's Form 4 filing
Phillips 66PSX · filed Mar 20, 2024
- Accession no.
- 0001534701-24-000085
- Filed
- Mar 20, 2024
- Trade date
- Mar 18-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pruitt Joseph ScottCIK 0001876439 | Officer (Vice President and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2024 | Common Stock | MOption exerciseAcquired | +4,200 | $89.57 | +$376,194 | 12,505 | Direct | |
| Mar 18, 2024 | Common Stock | SSaleDisposed | −4,200 | $157.47 | −$661,374 | 8,305 | Direct | |
| Mar 18, 2024 | Common Stock | SSaleDisposed | −1,722 | $157.23 | −$270,750.06 | 6,583 | Direct | |
| Mar 20, 2024 | Common Stock | MOption exerciseAcquired | +3,700 | $94.97 | +$351,389 | 10,283 | Direct | |
| Mar 20, 2024 | Common Stock | MOption exerciseAcquired | +3,500 | $74.70 | +$261,450 | 13,783 | Direct | |
| Mar 20, 2024 | Common Stock | SSaleDisposed | −7,200 | $157.26F2 | −$1,132,272 | 6,583 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2024 | Common Stock | MOption exerciseDisposed | −4,200 | $0.00 | $0 | 0 | Direct | |
| Mar 20, 2024 | Common Stock | MOption exerciseDisposed | −3,700 | $0.00 | $0 | 0 | Direct | |
| Mar 20, 2024 | Common Stock | MOption exerciseDisposed | −3,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.25 to $157.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.