Harbison Richard G's Form 4 filing
Phillips 66 (PSX) · filed Feb 12, 2024
- Accession no.
- 0001534701-24-000060
- Filed
- Feb 12, 2024
- Trade date
- Feb 9-12, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $3.21M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harbison Richard GCIK 0001932551 | Officer (EVP, Refining) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | FTax withholdingDisposed | −546 | $146.56 | −$80,021.76 | 24,941 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +1,067 | $78.62 | +$83,887.54 | 26,008 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +3,667 | $78.48 | +$287,786.16 | 29,675 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +4,700 | $94.85 | +$445,795 | 34,375 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +5,800 | $94.97 | +$550,826 | 40,175 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +6,700 | $89.57 | +$600,119 | 46,875 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −21,934 | $146.27 | −$3,208,286.18 | 24,941 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −1,067 | $0.00 | $0 | 0 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −3,667 | $0.00 | $0 | 0 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −4,700 | $0.00 | $0 | 0 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −5,800 | $0.00 | $0 | 0 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −6,700 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.